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This is an online version of my PhD thesis, "Solitons and nonlinear optics in silicon-on-insulator photonic wires". It is also available for download in PDF format.

Abstract

A theoretical study of silicon-on-insulator (SOI) photonic wires was conducted. These nanoscale optical waveguides can have transverse dimensions substantially smaller than the wavelength of the infrared light they carry. This extreme confinement provides very strong dispersion, which can be greatly controlled by specifying the waveguide geometry. The confinement also enhances silicon’s already considerable Kerr nonlinearity (whereby refractive index increases with optical intensity), allowing for nonlinear optical phenomena with record-breakingly small powers.

The most notable of these phenomena (and the prime subject of this report) is the soliton, which is a self-sustaining localised pulse held together by a balance between dispersion and nonlinearity. A variety of other phenomena are also considered, including continuum generation, in which the spectral width of a pulse is greatly increased, and modulational instability, in which deviations from an optical waveform are reinforced by nonlinearity.

Light propagation through a single wire is modelled numerically, and the results compared to third-party experimental data. The analysis reveals that the experimental results are consistent with soliton evolution, thus strengthening the base of evidence for the existence of solitons in silicon wires.

Light propagation through arrays of multiple waveguides is also modelled. It is shown that inter-wire diffraction is intimately linked to dispersion, and that by exploiting this it is possible to realise both solitons and modulational instability in arrays of wires that individually would not be able to support these phenomena. It is also shown that silicon nanowires are an excellent medium for realising "optical bullets" in which a pulse of light is self-localised both in and transverse to the direction of propagation. A distinctive pattern of radiation emitted by these bullets is predicted.

Solitons supported by the Raman effect (rather than the Kerr effect) are also considered. A novel class of soliton solutions are derived, which have the novel property of existing even when the frequency components comprising the soliton are not phase matched.

List of abbreviations

2PA 2 Photon Absorption
3PA 3 Photon Absorption
AlGaAs Aluminium Gallium Arsenide
CW Continuous Wave
FCC Free Charge Carrier
FFT Fast Fourier Transform
FROG Frequency Resolved Optical Gating
FWHM Full Width at Half Maximum
GVD Group Velocity Dispersion
HOD Higher Order Dispersion
HSQ Hydrogen Silsesquioxane
MI Modulational Instability
NLS Nonlinear Schrödinger (equation)
OPA Optical Parametric Amplifier
SOI Silicon on Insulator
SPM Self Phase Modulation
SRS Stimulated Raman Scattering
ZDW Zero dispersion wavelength

Acknowledgements

I would like to thank my supervisor Dmitry Skryabin for his considerable support and guidance. I would like to thank Andrey Gorbach and Alexey Yulin for patiently answering a great many questions. I would also like to thank my experimental collaborators Richard De-La-Rue, Charles De Nobriga, Wei Ding, Marco Gnan, Jonathan Knight, Marco Sorel and William Wadsworth for the opportunity to turn theory into experimental reality.

Declaration of work previously published and work done in conjuction with others

Table of contents

1 Introduction
 1.1 Solitons
  1.1.1 Optical solitons
  1.1.2 Solitons versus non-solitons
 1.2 Semiconductor waveguides
 1.3 Synopsis
2 Modelling SOI waveguides
 2.1 Light in a waveguide
  2.1.1 Material dispersion
  2.1.2 Waveguide dispersion
 2.2 Optical nonlinearity
  2.2.1 Nonlinear continuous wave propagation
  2.2.2 Derivation of the Nonlinear Schrödinger Equation
  2.2.3 Generalised nonlinearity
  2.2.4 Elementary solutions and dimensionless units
 2.3 Optical loss
  2.3.1 Multi photon absorption
  2.3.2 Free charge carrier interactions
 2.4 Summary of the model
3 Nonlinear propagation in SOI waveguides
 3.1 Temporal solitons
  3.1.1 Soliton formation
  3.1.2 Soliton compression
  3.1.3 Čerenkov radiation
 3.2 Pulse fission and spectral broadening
  3.2.1 Spectral broadening by soliton fission
  3.2.2 Pumping at the zero dispersion wavelength
  3.2.3 Energy saturation
 3.3 Comparison to experiment
  3.3.1 Measuring the linear dispersion
  3.3.2 Nonlinear propagation and parameter fitting
  3.3.3 Determining if solitons are present
 3.4 Continuous wave propagation and modulational instability
4 Nonlinear propagation in coupled waveguide arrays
 4.1 Modelling coupled SOI waveguides
 4.2 Device specifications
 4.3 Temporal solitons in a directional coupler
  4.3.1 Stability analysis of the antisymmetric mode
  4.3.2 Bifurcation of the symmetric supermode
  4.3.3 Soliton generation
 4.4 Temporal solitons in multiwire waveguide arrays
  4.4.1 Interplay between diffraction and dispersion
  4.4.2 Supermodal soliton solutions
  4.4.3 Soliton formation
 4.5 Modulation instability in couplers
  4.5.1 Intra-modal modulation instability
  4.5.2 Cross-modal modulation instability
5 Spatiotemporal solitons in waveguide arrays
 5.1 Finding bullet solutions
  5.1.1 Stability criteria
  5.1.2 Maximum duration
  5.1.3 Bullet energy versus soliton energy
 5.2 Modelling of bullets in a realisable SOI device
  5.2.1 Device specifications
  5.2.2 Bullet propagation in an ideal system
  5.2.3 Bullet formation in a realistic system
  5.2.4 Bullet formation in a small system
 5.3 Bullet radiation
  5.3.1 Symmetry considerations and "Forbidden" resonances
  5.3.2 Idealised Čerenkov generation
  5.3.3 Čerenkov spectra in a realistic system
6 Solitons in Raman media
 6.1 Equations of stimulated Raman scattering
 6.2 Raman solitons with phase mismatch
  6.2.1 Band-gaps and tail analysis
  6.2.2 Analytical soliton solutions
  6.2.3 Calculation of field amplitudes
  6.2.4 Simulation of soliton propagation
7 Summary of original findings and published works

Appendices
A Numerical methods
 A.1 Split-step Fourier method for integrating NLS equation
 A.2 FROG diagrams
 A.3 Finite-difference Newton-Raphson method for bullet finding
 A.4 Alternating directions method for integrating Raman equations
B Overview of third-party experiments
 B.1 SOI fabrication
 B.2 Linear dispersion measurement
 B.3 Nonlinear propagation
C Analysis of coupled supermode perturbation equations
 C.1 Reduction to eigenvalue problem form
 C.2 Continuum spectrum of delocalised modes and its band-gap
 C.3 General numerical solutions
D Bullets with two principal channels

References